Empresa : |
gdtalent limited |
País : |
China |
Provincia : |
Shanghai |
Población : |
Shanghai |
Sector : |
Compliance |
Especialidad : |
Todas |
Experiencia : |
5 - 7 |
Salario : |
Sin remuneración asignada |
Nivel de estudios : |
Licenciado |
Disponibilidad para viajar : |
No |
Tipo de contrato : |
Indefinido |
Jornada : |
Jornada completa |
Permiso de trabajo para : |
China |
Fecha de publicación : |
2010 - 01 - 11 |
Referencia : |
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Descripción :
Role within a major international bank, based in SHANGHAI, China.
Supports compliance programs and processes within Compliance Risk Management for one or more countries across multiple business groups. Possesses a basic understanding of both regulatory and business unit policies, procedures, systems and tools.
Advisory duties: advising associates on compliance issues with respect to new and existing bank products and other bank activities, e.g., watch regulatory changes and keep the management and business informed of relevant regulatory changes; research on relevant laws and regulations to ensure the bank’s compliance; identify compliance issues; assist Business in preparing application package for new business licenses or permits; answer inquiries from Business regarding compliance issues
• Regulator contact: act as regulators’ contact to ensure that all regulators’ inquiries and requests for filing and reports are taken care of; participate in arranging meetings and conference with regulators and be aware of pending applications with regulators. Attend meetings called for by regulators as necessary or appropriate.
• Compliance Training and Compliance Manual: arrange various compliance trainings, and develop and revise PRC related compliance policies.
• Internal reports and inquiries: prepare compliance internal reports and respond to inquiries from Asia Compliance as well as offshore departments regarding PRC compliance matters and PRC regulatory issues.
• Inspection, Investigation: Coordinate regulators’ on-site inspections and investigations
• Anti-Money Laundering: jointly provide guidance on AML issue with AML team.
• Other compliance matters that may be assigned or delegated by Asia Compliance.
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Requisitos :
Requirements
• Minimum 5 year related working experience
• Degree or Diploma in Accounting, Banking, Law or other relevant fields.
• Good knowledge of banking products
• Thorough awareness of the local (PRC) regulatory environment and PRC regulators.
• Strong analytical and monitoring skills
• Clear verbal and written communication. ( Chinese and English)
• Team player with a positive attitude toward challenges.
• Independence and robustness
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