Description :
One of our leading clients in the financial sector, located in New York, is looking for
Regulatory Reporting Associate to join its team. He/She will be responsible for timely preparation of all broker-dealer SEC reporting in full compliance with applicable laws, regulations and Company’s policies.
Responsible for Broker-dealer regulatory reporting preparation and US regulatory filing preparation (BEA, FC1, FC2, FC3 and G4)
- Prepare FOCUS report; 15c3-3 EBOC computation; 15c3-1 daily net capital calculation; journal entries, balance sheet reconcilement.
- Prepare liquidity report, interest rate risk report, CAD II report, flash risk weighted assets report, and analyses for ALCO meeting.
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