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Regulatory Reporting Associate

Company :

CTI Metropolitan

Country :

United States

Area :

New York

City :

New York

Sector :

Investment banking

Specialism :

Middle office

Experience :

5 - 7

Salary :

Salary not assigned

Education level :

Undergraduate Degree

Desired travel :

No

Contract type :

Permanent

Employment type :

Full time

Work permit for :

United States of America

Publication date :

2009 - 11 - 18

Reference :

RR

Description :


One of our leading clients in the financial sector, located in New York, is looking for
Regulatory Reporting Associate to join its team. He/She will be responsible for timely preparation of all broker-dealer SEC reporting in full compliance with applicable laws, regulations and Company’s policies.
Responsible for Broker-dealer regulatory reporting preparation and US regulatory filing preparation (BEA, FC1, FC2, FC3 and G4)

- Prepare FOCUS report; 15c3-3 EBOC computation; 15c3-1 daily net capital calculation; journal entries, balance sheet reconcilement.

- Prepare liquidity report, interest rate risk report, CAD II report, flash risk weighted assets report, and analyses for ALCO meeting.


Requirements :


Skills and Qualifications:

- College degree in business, accounting or finance with 5-7 years broker dealer accounting experience. CPA preferred.
- Series 27 preferred.
- Expert knowledge interpreting and applying US GAAP for broker-dealers.
- Experience in Repo / Securities Lending.
- Knowledge of bank regulatory reporting such as Basel II a plus.
- Advanced working experience with MS Excel, including pivot tables.

If interested, send your word formatted resume to parora@metstaff.com with your recent salary information.
 

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